UK Pension Transfers & NZ Financial Services for Brits

Disclosure Statements under the Securities Markets Act 1988 relating to the financial advisers associated with this website are available on request and free of charge.

Any New Zealand financial adviser you contact for advice needs to give you detailed information on nature and level of fees, commissions, and other remuneration an adviser receives, including indirect benefits (compensation that's not in money form).

New Zealand financial advisers also need to disclose details of their experience and qualifications, any interests and relationships they have that might be seen to provide a conflict of interest, the areas they advise on, and any criminal convictions they might have.

This is relatively recent legislation, and we see this as a positive step for the protection of clients and the ongoing professionalism of our industry. Please contact us if you have any questions about our disclosure statements.

• Disclosure Statement for Jeremy Henderson (PDF file, 113kb)
  
• Disclosure Statement for Steve Baker (PDF file, 143kb)